We would like to inform you of two important changes regarding model portfolios in Univeris. These changes will come into effect on May 1, 2025.

On March 24, 2025, the Canadian Investment Regulatory Organization (CIRO) issued a press release to warn Canadian investors about an emerging scam known as account intrusions. This type of fraudulent activity is a growing concern as fraudsters employ sophisticated tactics to access and exploit investment accounts.

In an effort to improve our Limited Authorization Form (LAF) process, please note that the following two changes will come into effect on April 4, 2025.

Please be advised that the CIRO 2025 MFD Compliance credit is now available on CIRO’s CE Reporting and Tracking System (“CERTS”) portal. 

We are pleased to announce the launch of a brand-new email address dedicated to questions about compensation.

We would like to remind you that annual licence fees will be deducted from your commissions deposited on April 17, 2025 (pay period 2025-15), unless you have elected to pay these fees by credit card via ePay.

Please find below some key reminders regarding letters of indemnity (“LOIs”).

In order to streamline the processing of estate requests and ensure the timely liquidation of a deceased client’s account with the executor and/or beneficiaries, here are four useful tips:

It is crucial that all Investia Representatives and their staff, including both licensed and unlicensed assistants, complete the mandatory Anti-Money Laundering (AML) and Anti-Terrorist Financing (ATF) training. This training must be done every two (2) years to ensure that your knowledge is current and your skills in identifying suspicious transactions are sharp. By staying up to date with this training, you can play a vital role in protecting our clients and the integrity of our financial system. 

We remind you that the “Annual Review of Professional Activities” (“ARPA”) questionnaire is available on the Investia Advisor Centre and must be completed and submitted by April 30, 2025.