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Latest News

Introduction of New Method for Adding Client Banking Information

April 25, 2024

Category: Top news

It’s finally here! As discussed in last week’s Water Cooler session and yesterday’s webinar, effective Monday, April 29, 2024, all client banking information addition or deactivation will have to be made via the Advisor Centre, as follows: 

  • Log in to the Investia Advisor Centre;
  • Search for the client in the window below;
  • Use the new “Manage Banking Information icon”:

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Reminder – Client Fee Dashboard and FAQ

April 25, 2024

Category: Top news

Following the April 18, 2024 communication, the Client Fee Dashboard on the Advisor Centre has been updated in preparation for the collection of 2024 Client Fees. The Client Fee Dashboard will be accessible to Representatives in the next couple of weeks, i.e., early May.

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CIRO Consultation on Representative Compensation – Investia Response

April 25, 2024

Category: Compliance

On January 25, 2024, CIRO published its Position Paper: “Policy options for leveling the advisor compensation playing field”. This document aims, at a glance, to bring the industry (mutual fund and investment dealers) at the same playing field level in terms of available options for payment of commissions, and consequently address existing gaps and adverse consequences that have been known for a long time in the industry. 

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B2B Procedure for Accepting a Power of Attorney (POA)

April 25, 2024

Category: Compliance

As any intermediary, B2B Bank (“B2B”) has its own procedure when applying a power of attorney (“POA”) to client’s account. 

When a Representative wants to open an investment account with an intermediary, the Representative is obligated  to comply with the intermediary’s polices and procedures, even if they may differ or be stricter than the ones included in the Investia Compliance Policies and Procedures Manual.

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Virtual Water Cooler Series – Recording Link

April 25, 2024

Category: Events

We would like to thank everyone who attended the Virtual Water Cooler Chat held on Thursday, April 18. Below is a summary of key topics which were covered:

  • IT technology update, including Conquest Planning integration;
  • Compliance update, including upcoming Investia initiatives for 2024; and
  • Operations update, where we provided information about the Client Fee Dashboard and the new banking information addition feature on the Advisor Centre.

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Client Fee – Fee Waiving for Representatives and Updated FAQ

April 18, 2024

Category: Top news

As part of our fee structure harmonization initiative, we are waiving the Client Fee for Representatives’ personal and corporate accounts, as well as for those of their spouses and assistants (Investia nominee accounts only). 

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Client Fee Dashboard

April 18, 2024

Category: Top news

As mentioned in previous communications, the Client Fee Dashboard on the Advisor Centre has been updated in preparation for the collection of 2024 Client Fees. The Client Fee Dashboard will be accessible to Representatives early May.

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Advisor Dashboard Update – Removal of Client-Name Segregated Funds and Temporary Suppression of Unsuitable Tile

April 18, 2024

Category: Compliance

Please be advised that effective April 23, 2024, the following changes will be made to the “My Actions” tab in the Advisor Dashboard:

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Fund Risk Rating Changes – Desjardins Investments

April 18, 2024

Category: Compliance

Please be advised that the risk rating of the following mutual funds was increased by Desjardins investments (“DJT”) on March 28, 2024 as follows:

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Important Reminder – Updated AWD Form (Investia Nominee Accounts)

April 11, 2024

Category: Top news

Following the April 4, 2024 communication, we would like to remind you that an updated version of the Order Instruction Form for Systematic Withdrawals (Investia Nominee Accounts) (F51-326A) was made available in Univeris on Friday, March 15.

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