Please be reminded that you have until March 15, 2024 to complete the “Annual Review of Professional Activities” (“ARPA”) for 2023. The questionnaire is available on the Investia Advisor Centre for online completion. Simply log into the Advisor Centre, then click on the “ARPA Survey” icon on the home page.

Following the February 8, 2024 communication, we would like to remind you that a new uploading option has been added to the Secure File Upload Tool on the Advisor Centre. Going forward, simply select the “Estate processing (Nominee accounts)” option to send us your nominee estate documents for processing via the upload tool.

Please be reminded that annual licences for all Mutual Fund Representatives, as well as licenses for Representatives registered in the categories listed below were automatically renewed via the National Registration Database (“NRD”) on December 31, 2023:

As is already the case with TFSAs, Investia must now report to the Canada Revenue Agency (“CRA”) the market value as at December 31 of all registered plans, including those in which no withdrawal was made during the course of the year.

Lately we have been noticing a higher number of payment rejections linked to clients’ closed bank accounts, meaning that the bank account may not have been validated at the time of redemption.

We would like to inform you that Administrative Procedure # 59 – Exchange Traded Funds (ETF) has recently been updated to provide additional clarification regarding the eligibility criteria for Representatives and Assistants. As such, Representatives wishing to integrate ETFs into their practice are  invited to read this amended version before sending their application to the Registration Department.

We are pleased to invite you to our next Water Cooler session, which will be held on Thursday, March 21, 2024.

Please be advised that annual licences for all Mutual Fund Representatives, as well as licenses for Representatives registered in the categories listed below were automatically renewed via the National Registration Database (“NRD”) on December 31, 2023: