We would like to remind you that, effective August 28, 2024, clients’ AWDs are no longer adjusted by Head Office in the event of insufficient funds. 

We would like to remind you that if you paid this year’s Client Administrative Fees on behalf of your clients, the 3^rd and last charge will be made on November 14, which will be reflected in your pay deposited on Thursday, November 21.

Click here to save the dates for the 2025 National Business Conference.

We would like to remind you that our next Water Cooler session will be held on Thursday, November 14, 2024, at 2:30 p.m. (ET).

Maintaining accurate information regarding your clients’ financial circumstances is essential. This also applies to non-financial details.

We are pleased to inform you that the accreditation process for this course has now been completed by the various regulatory bodies responsible. You can now generate your certificate on Investia Learning to obtain the following continuing education (CE) credits:

As you may already know, Canada Post employees might go on strike as early as this weekend (November 3, 2024) if no agreement is reached with the union by then. To minimize the impact of any mail delivery service interruptions for your clients, please find below a few important considerations and reminders.

We are pleased to announce that 3 new processes have been added to the Business Tracker tool to facilitate the ability for you to view the status of these types of requests. 

On October 18, 2024, CIRO issued a press release warning Canadian investors not to be fooled by a fraudster currently impersonating an employee of the regulatory organization to launch investment recovery scams.

Please be aware that this scam is specifically aimed at investors. We encourage you to inform your clients to help them stay alert and cautious.

We are excited to announce the launch of our new Business Continuity and Transition microsite, now available on the Advisor Centre under the “Tools and Resources” heading of the “Useful Links” section.