Updated Relationship Disclosure Information Document (RDID)

We would like to inform you that the Investia Relationship Disclosure Information Document (“RDID”) has been recently reviewed and amended.

The key reasons for these changes are as follows:

Updated securities laws
Regulatory requirements: addressing the definition of risk capacity and the criteria for investment suitability assessment.
Industry changes: including the introduction of the new self-regulatory organization, Canadian Investment Regulatory Organization (CIRO).
Client complaint information: updated to reflect current contact details.
Cash account balances: update regarding cash balances in clients’ nominee accounts.

As a reminder, it is mandatory to provide new clients with a copy of the RDID upon account opening. For existing clients, please notify them of the changes made to the RDID at your next client meeting and ensure this is recorded in their client file.

The amended RDID is available:

On the Investia corporate website, under the “Legal and compliance” tab (located at the bottom of the homepage):

As well as under the “The Investia experience” tab in the “Information and documents for clients” section:
On the Investia Advisor Centre under Procedures & Forms / Compliance; and
In Univeris in the “Generate Forms (Legacy)” section under “Task Menu”.

Should you have any questions, please contact your Compliance Officer.

The 360

Your ongoing source of information.

Updated Relationship Disclosure Information Document (RDID)

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