Please be advised that effective April 23, 2024, the following changes will be made to the “My Actions” tab in the Advisor Dashboard:

Removal of plan KYCs attached only to plans with client-name segregated funds
The Outdated KYC and KYC soon to Expire tiles will be updated to now exclude and filter out plan KYCs attached to only a client-name plan with segregated fund holdings.

 

NOTE: If a plan KYC is linked to a nominee plan holding only segregated funds or linked to one or more plans with a combination of segregated funds and mutual funds and/or other investment products, the plan KYC will continue to be displayed within these tiles and will not be filtered out.

Removal of plans with only client-name segregated funds
Similarly, the Missing KYC tile will be updated to exclude client-name plans with only segregated funds and no plan KYC attached. 

 

NOTE: Nominee plans with only segregated fund holdings and client-name plans with a combination of segregated funds and mutual funds and/or other investment products will continue to be displayed in this tile if there is no plan KYC is attached. 

Unsuitable tile – currently under review
The Unsuitable tile will be unavailable until further notice as the criteria for this tile are undergoing review. 

 

Should you have any questions or require additional information, please do not hesitate to contact your Compliance Officer.