The 360

We would like to remind you that if you paid this year’s Client Administrative Fees on behalf of your clients, the 3^rd and last charge will be made on November 14, which will be reflected in your pay deposited on Thursday, November 21.

Please be reminded that annual licences for all Mutual Fund Representatives, as well as licenses for Representatives registered in the categories listed below were automatically renewed via the National Registration Database (“NRD”) on December 31, 2023:

Please be advised that annual licences for all Mutual Fund Representatives, as well as licenses for Representatives registered in the categories listed below were automatically renewed via the National Registration Database (“NRD”) on December 31, 2023: