Please be advised that the risk rating of the following funds was increased by CI Global Asset Management (“CIG”) effective July 23, 2024, and by TD Asset Management (“TDB”) effective July 25, 2024:
These changes have been reflected on the Fund Fact documents available on Univeris. The risk rating changes at the product level will be updated in Univeris on Friday, August 2 both for CIG and TDB funds.
For more detailed information, please click here to read CI’s fund notice, and click here for TD’s notice.
Reminder
Representatives are expected to review impacted products in their clients’ portfolios upon a risk rating change and re-complete their KYP due diligence process as a risk rating change constitutes a material change to the product. Representatives are also expected to work to resolve suitability concerns within a 3-month period. For a list of your impacted clients, please reach out to your Compliance Officer once the changes have been made in Univeris.
Should you have any questions, please contact our Client Services Department, by email at investia@investia.ca, by phone at 1-888-684-5548 or use the chatbot feature available on the Advisor Centre.