Please be advised that effective Friday, July 26, 2024, the risk rating and asset class of several funds will change in Univeris.
Please click on the link below for a detailed summary of the changes made:
Asset Classes and Risk Ratings in Univeris – Summary of Changes
Compliance Reminder
As a reminder, Representatives are expected to review impacted products in their clients’ portfolios upon a risk rating change and re-complete their KYP due diligence process as a risk rating change constitutes a material change to the product. Representatives are also expected to work to resolve suitability concerns within a 3-month period. For a list of your impacted clients, please reach out to your Compliance Officer once the changes have been made in Univeris.
Should you have any questions, please contact our Client Services Department, by email at investia@investia.ca, by phone at 1-888-684-5548 or use the chatbot feature available on the Advisor Centre.