As mentioned during our recent Best Business Practices Roadshows, we are in the last stages of finalizing the launch of another important compliance initiative at Investia, i.e., global client management.
Global management will provide you with a new way to manage your client’s plans upon performing their KYC updates, with the aim of increasing efficiency and improving your practice. In a nutshell, it will allow you to combine plans that share the same eligibility criteria (i.e., same time horizon, for individual accounts only, etc.) so that you can manage the client’s assets globally in a more holistic approach.
This will not only increase efficiency for you and your clients, it will also simplify compliance supervision and potentially reduce inquiries.
Stay tuned as more information will be provided about this new initiative, including a video, a FAQ and a step-by-step procedure.
Should you have any questions or require additional information, please do not hesitate to contact your Compliance Supervisor.