We would like to inform you that Administrative Procedure # 59 – Exchange Traded Funds (ETF) has recently been updated to provide additional clarification regarding the eligibility criteria for Representatives and Assistants. As such, Representatives wishing to integrate ETFs into their practice are invited to read this amended version before sending their application to the Registration Department.
As a reminder, this comprehensive procedure provides documentation requirements, important information regarding fees and price type options (market and limit), as well as the steps involved in the entry of purchase and redemption transactions into Univeris.
You can consult the amended procedure by clicking on the link below. It is also available on the Advisor Centre in the Procedures and Forms / Administrative Procedures section.
Administrative Procedure # 59 – Exchange Traded Funds (ETF)
Should you have any questions, please contact our Client Services Team, by email at investia@investia.ca, by phone at 1-888-684-5548, or use the chatbot feature on the Advisor Centre.